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“AI and sustainability - cure or curse?”
While AI can help resolve data issues in sustainable investing, it can create problems such as information breaches and inherent bias in data.
Canada | Publication | March 18, 2021
The Capital Markets Modernization Taskforce was established in February 2020 and mandated to make recommendations to modernize Ontario’s capital markets regulation. An initial report was published in July 2020 for consultation and received significant feedback. A product of input from over 110 stakeholders, the taskforce released its final report on January 22, 2021.
In part 4 of this series, we cover recommendations to the securities law enforcement regime. These recommendations are designed to enhance investor protection and better position the OSC to take action against offenders.
The taskforce makes a number of recommendations to modernize its enforcement regime, including:
The taskforce recommends a number of enhancements to ensure the OSC is able to enforce securities laws, including:
The taskforce recommends enhancing the rights of those subject to OSC investigation or examination and ensuring proportionality by:
In Part 5 of this series we will discuss the taskforce’s recommendations to modernize how financial firms, capital markets intermediaries and other market participants operate.
The taskforce’s final report can be accessed here: https://www.ontario.ca/document/capital-markets-modernization-taskforce-final-report-january-2021
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While AI can help resolve data issues in sustainable investing, it can create problems such as information breaches and inherent bias in data.
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In this edition of Regulation Around the World we review recent steps that financial services regulatory authorities have taken as regards investment research.
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The proliferation of internet-enabled devices has allowed children to access the internet at an increasingly younger age, often sharing their personal data without fully appreciating the risks and consequences of doing so. Accordingly, organisations that collect children’s personal data online have a shared responsibility to ensure that such personal data is collected with the appropriate consent obtained and is adequately protected, and to allow children to safely participate in the online space.
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